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Shōyōroku / Congrong lu · CASE 22

Gantō Bows to the Shout

The Book of Serenity

Edition
Names

Names without a verified counterpart remain in their source form.

Banshō's pointer

Probe a person with words; probe water with a staff. Parting the grass and observing the wind are ordinary methods. What if a great singed-tail tiger suddenly leaps out?

Case

Gantō came to Tokusan, crossed the threshold, and immediately asked, “Is it ordinary or sacred?” Tokusan immediately shouted. Gantō bowed. Hearing of this, Tōzan said, “Had it not been Master Huo, it would have been extremely difficult to take responsibility for it.” Gantō said, “Old Tōzan does not know good from bad.” “At the time, with one hand I raised; with the other I pressed down.”

Hongzhi's verse

Frustrate the approaching mechanism; gather authority entire. An affair has majesty that must be enacted. A state has a command that cannot be violated. The guest remains deferential and the host grows arrogant. The ruler resents remonstrance and the minister flatters. At bottom, Gantō's intention in questioning Tokusan— one lifting and one pressing: look at the mind's operation.

Banshō's commentary on the case

Ordinarily Tokusan struck wind and beat rain. One day Gantō spread his sitting cloth. Tokusan used his staff to lift it and cast it below the steps. Gantō descended, gathered the cloth, and immediately left. The next day he came up and stood in attendance. Tokusan asked, “Where did you learn this empty display?” Gantō said, “I would never dare deceive myself.” Tokusan said, “Later you will defecate on this old monk's head.” A father hearing that his son is strong regrets that he cannot kill his own body. Only when insight surpasses the teacher is transmission possible.3 Everywhere this question is called “the mechanism of crossing the threshold.” Gantō did not necessarily literally straddle the threshold when he first asked it. Once a non-Buddhist concealed a live sparrow in his hand and asked the World-Honored One, “Is the sparrow in my hand alive or dead?” The World-Honored One placed one foot across the threshold and said, “You tell me: do I intend to go out or enter?” The question “Is it ordinary or sacred?” truly has this principle.4 Long ago Puhua pointed to the sacred monk's image and asked Rinzai, “Tell me: is this ordinary or sacred?” Rinzai immediately shouted. Puhua said, “Heyang's new bride, Muta's old-woman Zen, and Rinzai the little brat—yet he possesses one eye.” Rinzai said, “This old thief!” Puhua left the monks' hall crying, “Thief! Thief!” Shuzan said, “Among these two thieves is one principal thief. Tell me which.” In his place he answered, “Liu Penzi.”5 Gantō asked, “Is it ordinary or sacred?” Tokusan immediately shouted, much as though he were conferring with Rinzai and comparing their tests. Gantō bowed, just like “Rinzai the little brat—yet he possesses one eye.” Setchō said, “The moment he bowed, Tokusan should have struck him across the spine. This would not only have annihilated Tōzan; it would also have held old Huo fast.” This studies alongside Rinzai's “This old thief!” When Tōzan heard the story he said, “Had it not been Master Huo, it would have been extremely difficult to take responsibility for it.” Foguo commented, “A bystander possesses the eye,” and also, “He knows only one, not two.” Banshō's view is otherwise. Foguo said, “Though Tōzan as bystander possessed the eye, he saw only that the awl-point was sharp.” Banshō says: though Abbot Foguo possessed the eye, he did not see that the chisel-head was square. Tōzan deliberately used “taking responsibility” to frame Gantō with stolen goods, wanting to disclose whether the original bow held provisional or real function. Sure enough, when fire reached Gantō's head, he hurriedly scattered it: “Old Tōzan does not know good from bad. At the time, with one hand I raised; with the other I pressed down.” Only then did each house light its lamp and eat its meal; the two were distinct. Have you not seen Master Yong of Baoning's verse? A rabbit runs across level ground; release the goshawk. One press immediately devours both eyes. Poison hands seize it; another buys it away. What can be done when weight and measure remain unclear? The first line versifies the threshold question; the second Tokusan's shout and Gantō's bow; the third Tōzan naming the price and taking the profit. The last is precisely Banshō's point. Do you want weight and measure made clear? In fact Foguo and Banshō do not contend over whose head is high or low. Look further at Tendō putting it once on the scale-pan. This verse says all three men frustrate the approaching mechanism and each gathers authority. Only Gantō and Tokusan possess majesty that must be enacted and a command that cannot be violated. “The guest remains deferential and the host grows arrogant” concerns Tōzan and Gantō. “The ruler resents remonstrance and the minister flatters” concerns Gantō and Tokusan. The last two lines concern Tōzan and Gantō. Everywhere this model is called selecting and glossing. To separate milk from water requires the goose king; here one sees Tendō's skill with needle and thread. Gantō knew Tokusan possessed must-enact majesty and an inviolable command. Therefore he did not seize the mechanism but, following the situation, bowed. Tōzan knew Gantō did not accept probing or extraction, nor inspection or penalty; the son had inherited the father's enterprise and also possessed must-enact majesty and an inviolable command. He therefore baited the hook: “Had it not been Master Huo, it would have been extremely difficult to take responsibility.” Is this not “the guest remains deferential and the host grows arrogant; the ruler resents remonstrance and the minister flatters”?2 In the Rinzai house style this is called a red-thread noose, a blue-jade pitfall, a tiger-trapping mechanism, concealed troops provoking battle. Everywhere they say Gantō lifted with one hand and pressed with the other, while Tōzan mistakenly imposed words. Little do they know that Tōzan's own lifting and pressing were even clearer. Unless one is a seasoned adept, this is decidedly difficult to comprehend. One class of newly ordained novices today sees Tendō say, “one lifting and one pressing: look at the mind's operation,” and declares, “No wonder Zen people refuse to explain things to others. Originally it was all mental scheming, deliberately making clever devices to deceive students.” Banshō says: one measure of mental operation is one measure of compassion. Without taking one fall, one does not learn one turn. It may be said: fruit comes from within the flower; sweetness comes toward us from bitterness. Gantō lifted and pressed; Tōzan enticed it out. Tōzan lifted and pressed; Banshō explained it through. If someone suddenly came forward and bowed, Banshō would let him pass without striking. Why? There is no blood beneath his skin.

Footnotes 4
  1. The ruler–minister and host–guest analogies draw on hierarchical political assumptions. They describe tactical relations in Banshō's reading, not a universal model of legitimate teaching authority. ↩
  2. Defecation on the teacher's head and the father's self-destructive rhetoric are abrasive lineage tropes about an heir surpassing a teacher; they are not recommendations for humiliation or self-harm. ↩
  3. The non-Buddhist, hidden sparrow, and Buddha's threshold response belong to Buddhist encounter legend. Banshō himself doubts that the threshold posture was literal in Gantō's original exchange. ↩
  4. Liu Penzi was installed as a youthful emperor by the Red Eyebrows during the first-century political upheavals. His name here serves as an opaque “principal thief” allusion whose exact point remains provisional. ↩
About this version and its sources
Full source citation
Source title: 巖頭拜喝. Base: CBETA T2004, T48n2004_p0241b13–p0242a17. Angle brackets represent inline notes.
Method
Direct critical-edition translation from the cited received base text. Source claims, hagiography, uncertainty, and unresolved readings remain identified in the notes and project record.
Editorial uncertainty
Independent philological and reader review remain pending.
Rights
Project translation © Tulsa Zen Center Critical Edition contributors. Source text is cited by edition; redistribution policy requires final organizational approval.
Revision identifier
6542a4698f21